India - Register with Securities and Exchange Board (SEBI)

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Procedure

Apply Online

1. To Register with the Securities and Exchange Board (SEBI), the applicant must register online via SEBI Intermediary Portal link
2. The applicant must click on the “Self-Registration” link on the home page.
3. The Self-Registration page will be displayed. Fill in the Applicant Details and click on Submit.
4. Next the applicant must fill in the Payment Details. The applicant will have the option to make payment online using a payment gateway or offline using DD.
5. If it is DD Select “DD” as Payment mode and enter the details of the DD. Click on Add to add the instrument details and click on the “Submit” button at the bottom of the screen to submit the payment details.
6. If it is online select “Online” as payment mode. Applicable transaction charges and taxes will be displayed on a popup screen.
7. On selecting the “I Agree” check box the following screen will be displayed. Click on the “Proceed to Pay” button to get redirected to the payment gateway.
8. Once the payment is made, receipt details will be displayed to the applicant. Receipt details will display delivery details in case of a demand draft.
9. An email will also be received by the applicant on submitting the self-registration request.
10. To check status, click “Self-Registration query” where the applicant can enter the request number and email id to view the status of the request.
11. On submission, the self-registration request will be displayed.
12. Payment details submitted by the applicant will be verified by SEBI.
13. On confirmation, an activation link will be received by the applicant in the email id provided during self-registration.
14. Applicant to click on the activation link to generate OTP which will be received as SMS or Email.
15. Applicant to click on the activation link to generate OTP which can be received as SMS or Email. In case the OTP is not received, the applicant can click on the “Regenerate OTP” to generate it once again.
16. Applicant to capture the OTP received by SMS or email and click on the “Activate Account” button.
17. On click of “Activate Account”, the applicant will be prompted to capture the new password.
18. An account activation completion will be displayed with a link to login to the portal.
19. This entire process can be completed within a week or as per the timeline advised by the respective department authority.

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Required Documents

List down the documents required for successfully completing the procedure.

e.g.
1. Proof of child birth from the Hospital.

Office Locations & Contacts

Securities and Exchange Board of India (SEBI)
SEBI Bhavan BKC
Plot No.C4-A, 'G' Block
Bandra-Kurla Complex, Bandra (East),
Mumbai - 400051, Maharashtra
Tel: +91-22-26449000 / 40459000
Fax: +91-22-26449019-22 / 40459019-22
Toll-Free Investor Helpline: 1800 22 7575
Contact Details – link

Eligibility

• Any person who intends to Register with the Securities and Exchange Board (SEBI) is eligible to make this application.

Fees

• The applicant has to pay the prescribed fee as per the authority’s request.

Validity

Explain the time until which the certificate/document is valid.
e.g. Birth Certificate Valid Forever

Documents to Use

Please attach documents that can be used by people. e.g. links

Sample Documents

Please attach sample completed documents that would help other people.

Processing Time

• This entire process can be completed within a week or as per the timeline advised by the respective department authority.

Related Videos

Videos explaining the procedure or to fill the applications.
Attach videos using the following tag <&video type='website'>video ID|width|height<&/video&> from external websites.
Please remove the '&' inside the tags during implementation.
Website = allocine, blip, dailymotion, facebook, gametrailers, googlevideo, html5, metacafe, myspace, revver,
sevenload, viddler, vimeo, youku, youtube
width = 560, height = 340, Video ID = Can be obtained from the URL of webpage where the video is displayed.
e.g In the following url 'http://www.youtube.com/watch?v=Y0US7oR_t3M' Video ID is 'Y0US7oR_t3M'.

Instructions

• Applicants must complete the application form before submitting it. Incomplete applications will not be accepted.
• Applicants must provide genuine information while applying for this procedure.

Required Information

• Name of the applicant
• Address
• Email
• Telephone
• Date of birth
• Details of the company

Need for the Document

• The purpose of registering with the Securities and Exchange Board of India (SEBI) is to ensure the regulation, supervision, and orderly functioning of the securities market in India. SEBI is the primary regulatory authority for the securities market and is entrusted with the task of protecting the interests of investors and promoting the development and integrity of the market.

Information which might help

• User guide – link

Please click on “User Manual” menu to download the manual.

Other uses of the Document/Certificate

Please explain what are other uses of obtaining this document/certificate.
e.g. Birth Certificate can be used as proof of identity.

External Links

Place some external links which might help.

Others

Here are some specific purposes of registering with SEBI:

• Investor protection: SEBI's main objective is to safeguard the interests of investors. By registering with SEBI, market intermediaries, such as stockbrokers, portfolio managers, and mutual funds, are subjected to regulatory oversight.
• Market integrity: SEBI plays a crucial role in maintaining the integrity of the securities market. By regulating various market participants, SEBI aims to prevent fraudulent practices, market manipulation, insider trading, and other malpractices that can undermine market fairness and transparency.
• Regulatory compliance: SEBI sets forth regulations, guidelines, and codes of conduct for different entities in the securities market.
• Market development: SEBI fosters the growth and development of the securities market in India.
• Systemic stability: SEBI plays a critical role in maintaining the stability and resilience of the overall financial system.