https://www.wikiprocedure.com/index.php?action=history&feed=atom&title=Tanzania_-_Obtain_Authorised_Securities_Dealer_LicenseTanzania - Obtain Authorised Securities Dealer License - Revision history2026-06-25T03:45:46ZRevision history for this page on the wikiMediaWiki 1.40.1https://www.wikiprocedure.com/index.php?title=Tanzania_-_Obtain_Authorised_Securities_Dealer_License&diff=114882&oldid=prevWesley: Auto2025-05-01T13:39:02Z<p>Auto</p>
<p><b>New page</b></p><div>==Procedure==<br />
'''Apply In-Person:'''<br><br />
#To obtain Authorised Securities Dealer License in Tanzania, the applicant should visit the Capital Market and Securities Authority (CMSA) [https://www.cmsa.go.tz/contactus contact link]<br />
#Downloadable application form is available in the following [https://www.cmsa.go.tz/uploads/publications/en-1575465755-FORM%20NO.%205%20-%20APPLICATION%20BY%20A%20COMPANY%20FOR%20DEALERS%20REPRESENTATIVE.pdf link]<br />
#Applicant must provide all information that is requested in the application form.<br />
#Applicant should make sure to carry all documents (both photocopies and originals) of all documents that are needed for completing this procedure.<br />
#Documents that are needed for completing this procedure are mentioned under “Required Documents” section of this page.<br />
#Applicant should attach both photocopies and originals of all documents (whichever is necessary) along with the application form before submitting it at the office.<br />
#The Fee for this procedure has to be paid as per the authority’s request.<br />
#If all these procedures were followed properly by the applicant, the approval will be provided within stipulated period of time.<br />
#If there is no information regarding this approval is available, the applicant can visit the office to know status of their application.<br />
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==Required Documents==<br />
*Completed Application Form [https://www.cmsa.go.tz/uploads/publications/en-1575465755-FORM%20NO.%205%20-%20APPLICATION%20BY%20A%20COMPANY%20FOR%20DEALERS%20REPRESENTATIVE.pdf link]<br />
*Cover Letter<br />
*Memorandum and Articles of the Association<br />
*Business License<br />
*Certificate of Incorporation<br />
*National ID Card<br />
*Police Clearance Certificate<br />
*Comprehensive Curriculum<br />
*Passport size photographs<br />
*Client Service Agreement<br />
*Operations and Internal Controls Manual<br />
*Disaster Recovery and Business Continuity Policy<br />
*Business Plan<br />
*Shareholding Structure<br />
*Name and Competencies of the Chief Executive Officer<br />
*Operating System including dealing infrastructure<br />
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==Office Locations & Contacts==<br />
'''Capital Market and Securities Authority,'''<br><br />
Street/Garden Avenue<br><br />
'''Postal Address:''' P.O. Box 75713, Dar es Salaam, Tanzania<br><br />
'''Contact No:''' +255 222 114 959/61<br><br />
'''Fax No:''' +255 222 113 846<br><br />
'''Email Address: '''info@cmsa.go.tz<br><br />
'''Contact ''' [https://www.cmsa.go.tz/contactus link]<br><br />
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==Eligibility==<br />
*Any individuals in Tanzania who are carrying a business as an authorised dealer is eligible for this procedure.<br />
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==Fees==<br />
*The Fee for this procedure has to be paid as per the authority’s request<br />
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==Validity==<br />
*The Authorised Securities Dealer License is valid for the period mentioned in it.<br />
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==Documents to Use==<br />
*Downloadable application form is available in the following [https://www.cmsa.go.tz/uploads/publications/en-1575465755-FORM%20NO.%205%20-%20APPLICATION%20BY%20A%20COMPANY%20FOR%20DEALERS%20REPRESENTATIVE.pdf link]<br />
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==Sample Documents==<br />
Please attach sample completed documents that would help other people.<br />
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==Processing Time==<br />
*Processing time for this procedure will be mentioned by concerned authorities.<br />
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==Related Videos==<br />
Videos explaining the procedure or to fill the applications.<br />
Attach videos using the following tag <&video type='website'>video ID|width|height<&/video&> from external websites.<br />
Please remove the '&' inside the tags during implementation.<br />
Website = allocine, blip, dailymotion, facebook, gametrailers, googlevideo, html5, metacafe, myspace, revver,<br />
sevenload, viddler, vimeo, youku, youtube<br />
width = 560, height = 340, Video ID = Can be obtained from the URL of webpage where the video is displayed.<br />
e.g In the following url 'http://www.youtube.com/watch?v=Y0US7oR_t3M' Video ID is 'Y0US7oR_t3M'.<br />
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==Instructions==<br />
*Applicant should make sure to follow all instructions mentioned by concerned authorities properly.<br />
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==Required Information==<br />
*Name of the Applicant<br />
*Name of the organization<br />
*Registered Office<br />
*Address of the Office<br />
*Date of Incorporation<br />
*Physical/Postal Address<br />
*Email Address<br />
*Business Reference<br />
*List of office facilities of the applicant<br />
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==Need for the Document==<br />
*An authorized securities dealer license is necessary for dealing securities and operates in a specific market segment as prescribed by capital markets authority.<br />
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==Information which might help==<br />
Enter other informations which might help.<br />
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==Other uses of the Document/Certificate==<br />
Please explain what are other uses of obtaining this document/certificate.<br />
e.g. Birth Certificate can be used as proof of identity.<br />
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==External Links==<br />
*Capital Market and Securities Authority [https://www.cmsa.go.tz/ link]<br />
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==Others==<br />
More information which might help people.<br />
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[[Category:Tanzania]]<br />
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